Policies & Guidelines


Title Date Read
Guidelines for the Conduct of Business
Admin Fines Schedule - Ins Act - Ins Intermediaries - March 2019
General Due Diligence Requirements - Directors, Sr. Mngmnt., Shareholder, Principal Rep.
Guidance Note on CESRA
Guidance Note for Minimum Qualification for Adjusters
Guidance Note for Responsible Officer
Guidance Note for Regulation of Adjusters
Guidelines for Assessing General Fitness and Propriety
Guidelines for Insurance Companies: AML & CFT & PF
Guideline for Premium Trust Accounts
Guidelines for Intermediary Registration - Agents, Brokers and Sub-Agents
Guidelines for Intermediary Registration - Salespersons
Lending Institutions involved with Insurance Placement for Borrowers
Policy on Departing Salespersons - Outstanding Funds with Sponsors
Policy on Financial Reporting Requirements
Public Notice - Use of Foreign Adjusters